Murray Novelette's Form 4 filing
Liquidity Services Inc (LQDT) · filed Aug 18, 2022
- Accession no.
- 0001235468-22-000113
- Filed
- Aug 18, 2022
- Trade date
- Aug 16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 5 derivative transactions. Open-market sales total $101.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Murray NoveletteCIK 0001825422 | Officer (Chief Human Resources Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +3,249 | $9.46 | +$30,735.54 | 29,393 | Direct | |
| Aug 16, 2022 | Common Stock | SSaleDisposed | −3,249 | $20.19 | −$65,597.31 | 26,144 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +1,144 | $9.46 | +$10,822.24 | 27,288 | Direct | |
| Aug 16, 2022 | Common Stock | SSaleDisposed | −1,144 | $20.28 | −$23,200.32 | 26,144 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +620 | $6.69 | +$4,147.8 | 26,764 | Direct | |
| Aug 16, 2022 | Common Stock | SSaleDisposed | −620 | $20.29 | −$12,579.8 | 26,144 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +12,900 | $6.11 | +$78,819 | 39,044 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +11,556 | $6.11 | +$70,607.16 | 50,600 | Direct | |
| Aug 16, 2022 | Common Stock | FTax withholdingDisposed | −7,427 | $20.12 | −$149,431.24 | 43,173 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −4,270 | $0.00 | $0 | 2,538 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −12,900 | $0.00 | $0 | 1,344 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −12,900 | $0.00 | $0 | 0 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −32,750 | $0.00 | $0 | 28,296 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −32,750 | $0.00 | $0 | 20,750 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.