Shaffer Mark A's Form 4 filing
Liquidity Services Inc (LQDT) · filed Aug 15, 2022
- Accession no.
- 0001235468-22-000111
- Filed
- Aug 15, 2022
- Trade date
- Aug 12-15, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 5 derivative transactions. Open-market sales total $807.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaffer Mark ACIK 0001677053 | Officer (Chief Legal Officer & Corp Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2022 | Common Stock | MOption exerciseAcquired | +2,280 | $4.47 | +$10,191.6 | 42,001 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseAcquired | +9,734 | $6.11 | +$59,474.74 | 51,735 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseAcquired | +4,866 | $6.69 | +$32,553.54 | 56,601 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseAcquired | +378 | $9.46 | +$3,575.88 | 56,979 | Direct | |
| Aug 12, 2022 | Common Stock | FTax withholdingDisposed | −5,499 | $19.24 | −$105,800.76 | 51,480 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseAcquired | +11,087 | $9.46 | +$104,883.02 | 62,567 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −11,087 | $19.45 | −$215,642.15 | 51,480 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseAcquired | +1,430 | $6.69 | +$9,566.7 | 52,910 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseAcquired | +4,294 | $9.46 | +$40,621.24 | 57,204 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −5,724 | $19.43 | −$111,217.32 | 51,480 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −24,722 | $19.42 | −$480,101.24 | 26,758 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2022 | Common Stock | MOption exerciseDisposed | −2,280 | $0.00 | $0 | 0 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseDisposed | −12,979 | $0.00 | $0 | 3,245 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseDisposed | −19,467 | $0.00 | $0 | 10,342 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseDisposed | −42,400 | $0.00 | $0 | 25,617 | Direct | |
| Aug 12, 2022 | Common Stock | MOption exerciseDisposed | −42,400 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.