Daunt John's Form 4 filing
Liquidity Services Inc (LQDT) · filed Dec 20, 2021
- Accession no.
- 0001235468-21-000191
- Filed
- Dec 20, 2021
- Trade date
- Dec 16-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $510.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daunt JohnCIK 0001774667 | Officer (Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | MOption exerciseAcquired | +8,115 | $6.69 | +$54,289.35 | 71,982 | Indirect | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −8,115 | $20.75 | −$168,386.25 | 63,867 | Indirect | |
| Dec 20, 2021 | Common Stock | MOption exerciseAcquired | +16,350 | $0.00 | $0 | 80,217 | Indirect | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −16,350 | $20.95 | −$342,532.5 | 63,867 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | MOption exerciseDisposed | −33,681 | $0.00 | $0 | 25,566 | Direct | |
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.