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Doyle Jonathan J's Form 4 filing

Piper Sandler Companies (PIPR) · filed Nov 8, 2024

Accession no.
0001230245-24-000183
Filed
Nov 8, 2024
Trade date
Nov 7, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions. Open-market sales total $3.35M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Doyle Jonathan JCIK 0001796882Director, Officer (Hd of Financial Services Group)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 7, 2024Common StockSSaleDisposed−1,005$333.14F1−$334,805.7159,090Direct
Nov 7, 2024Common StockSSaleDisposed−2,996$334.22F2−$1,001,323.12156,094Direct
Nov 7, 2024Common StockSSaleDisposed−3,900$335.24F3−$1,307,436152,194Direct
Nov 7, 2024Common StockSSaleDisposed−518$336.37F4−$174,239.66151,676Direct
Nov 7, 2024Common StockSSaleDisposed−1,163$337.21F5−$392,175.23150,513Direct
Nov 7, 2024Common StockSSaleDisposed−418$338.06F6−$141,309.08150,095Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (1) through (6) were sold in multiple transactions at the price ranges provided in footnotes (1) through (6). These shares in footnote (1) were sold in multiple transactions at prices ranging from $332.6800 to $333.6050 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (6) upon request by the SEC staff, the issuer or any shareholder of the issuer.

Referenced by the price of 1 transaction in Table I.

F2

These shares were sold in multiple transactions at prices ranging from $333.6800 to $334.6550 inclusive.

Referenced by the price of 1 transaction in Table I.

F3

These shares were sold in multiple transactions at prices ranging from $334.7350 to $335.7216 inclusive.

Referenced by the price of 1 transaction in Table I.

F4

These shares were sold in multiple transactions at prices ranging from $335.8200 to $336.8100 inclusive.

Referenced by the price of 1 transaction in Table I.

F5

These shares were sold in multiple transactions at prices ranging from $336.8400 to $337.4600 inclusive.

Referenced by the price of 1 transaction in Table I.

F6

These shares were sold in multiple transactions at prices ranging from $337.8400 to $338.6000 inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)