Abraham Chad R's Form 4 filing
Piper Sandler Companies (PIPR) · filed Aug 16, 2024
- Accession no.
- 0001230245-24-000140
- Filed
- Aug 16, 2024
- Trade date
- Aug 15, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.13M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Abraham Chad RCIK 0001538591 | Director, Officer (CEO and Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Common Stock | MOption exerciseAcquired | +8,000 | $99.00 | +$792,000 | 46,514 | Direct | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −2,585 | $265.39F1 | −$686,033.15 | 43,929 | Direct | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −4,607 | $266.20F2 | −$1,226,383.4 | 39,322 | Direct | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −808 | $267.06F3 | −$215,784.48 | 38,514 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 41,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 for all sales transactions on this report is a weighted average price. The shares sold in footnotes (1) through (3) were sold in multiple transactions at the price ranges provided in footnotes (1) through (3). These shares in footnote (1) were sold in multiple transactions at prices ranging from $264.5000 to $265.3850 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (3) upon request by the SEC staff, the issuer or any shareholder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F2
These shares were sold in multiple transactions at prices ranging from $265.5700 to $266.5650 inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
These shares were sold in multiple transactions at prices ranging from $266.6300 to $267.4800 inclusive.
Referenced by the price of 1 transaction in Table I.