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Doyle Jonathan J's Form 4 filing

Piper Sandler Companies (PIPR) · filed Aug 6, 2024

Accession no.
0001230245-24-000134
Filed
Aug 6, 2024
Trade date
Aug 5, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market sales total $3.00M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Doyle Jonathan JCIK 0001796882Director, Officer (Hd of Financial Services Group)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 5, 2024Common StockSSaleDisposed−1,400$234.48F1−$328,272171,390Direct
Aug 5, 2024Common StockSSaleDisposed−2,200$235.59F2−$518,298169,190Direct
Aug 5, 2024Common StockSSaleDisposed−4,499$236.58F3−$1,064,373.42164,691Direct
Aug 5, 2024Common StockSSaleDisposed−3,496$237.58F4−$830,579.68161,195Direct
Aug 5, 2024Common StockSSaleDisposed−1,100$238.65F5−$262,515160,095Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (1) through (5) were sold in multiple transactions at the price ranges provided in footnotes (1) through (5). These shares in footnote (1) were sold in multiple transactions at prices ranging from $233.9100 to $234.8900 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (5) upon request by the SEC staff, the issuer or any shareholder of the issuer.

Referenced by the price of 1 transaction in Table I.

F2

These shares were sold in multiple transactions at prices ranging from $235.1200 to $236.0300 inclusive.

Referenced by the price of 1 transaction in Table I.

F3

These shares were sold in multiple transactions at prices ranging from $236.2200 to $237.2000 inclusive.

Referenced by the price of 1 transaction in Table I.

F4

These shares were sold in multiple transactions at prices ranging from $237.2800 to $238.2700 inclusive.

Referenced by the price of 1 transaction in Table I.

F5

These shares were sold in multiple transactions at prices ranging from $238.3900 to $239.3500 inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)