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Schoneman Debbra L.'s Form 4 filing

Piper Sandler Companies (PIPR) · filed Feb 28, 2024

Accession no.
0001230245-24-000048
Filed
Feb 28, 2024
Trade date
Feb 26-27, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 8 non-derivative transactions. Open-market sales total $748.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schoneman Debbra L.CIK 0001435654Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 26, 2024Common StockSSaleDisposed−680$183.88F2−$125,038.414,393Direct
Feb 26, 2024Common StockSSaleDisposed−2,222$184.75F3−$410,514.512,171Direct
Feb 26, 2024Common StockSSaleDisposed−453$185.88F4−$84,203.6411,718Direct
Feb 26, 2024Common StockSSaleDisposed−200$186.67F5−$37,33411,518Direct
Feb 26, 2024Common StockAGrant or awardAcquired+11,246$0.00F6$022,764Direct
Feb 26, 2024Common StockFTax withholdingDisposed−5,129$0.00$017,635Direct
Feb 27, 2024Common StockSSaleDisposed−443$184.15F7−$81,578.4517,192Direct
Feb 27, 2024Common StockSSaleDisposed−52$184.93F8−$9,616.3617,140Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 for transactions on this report is a weighted average price. The shares sold in footnotes (2), (3), (4), (5), (7) and (8) were sold in multiple transactions at the price ranges provided in footnotes (2), (3), (4), (5), (7) and (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $183.3500 to $184.3300 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (7) and (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.

Referenced by the price of 1 transaction in Table I.

F3

These shares were sold in multiple transactions at prices ranging from $184.3600 to $185.2700 inclusive.

Referenced by the price of 1 transaction in Table I.

F4

These shares were sold in multiple transactions at prices ranging from $185.3700 to $186.3400 inclusive.

Referenced by the price of 1 transaction in Table I.

F5

These shares were sold in multiple transactions at prices ranging from $186.5000 to $186.8300 inclusive.

Referenced by the price of 1 transaction in Table I.

F6

Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.

Referenced by the price of 1 transaction in Table I.

F7

These shares were sold in multiple transactions at prices ranging from $183.7500 to $184.7200 inclusive.

Referenced by the price of 1 transaction in Table I.

F8

These shares were sold in multiple transactions at prices ranging from $184.7600 to $185.0800 inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)