Abraham Chad R's Form 4 filing
Piper Sandler Companies (PIPR) · filed May 23, 2023
- Accession no.
- 0001230245-23-000097
- Filed
- May 23, 2023
- Trade date
- May 22-23, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $694.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Abraham Chad RCIK 0001538591 | Director, Officer (CEO and Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2023 | Common Stock | SSaleDisposed | −2,223 | $130.27F2 | −$289,590.21 | 27,222 | Direct | |
| May 23, 2023 | Common Stock | SSaleDisposed | −2,556 | $130.31F3 | −$333,072.36 | 24,666 | Direct | |
| May 23, 2023 | Common Stock | SSaleDisposed | −550 | $131.12F4 | −$72,116 | 24,116 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (4) were sold in multiple transactions at the price ranges provided in footnotes (2) through (4). These shares in footnote (2) were sold in multiple transactions at prices ranging from $130.0000 to $130.5800 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (4) upon request by the SEC staff, the issuer or any shareholder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F3
These shares were sold in multiple transactions at prices ranging from $130.0000 to $130.9900 inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
These shares were sold in multiple transactions at prices ranging from $131.0300 to $131.5000 inclusive.
Referenced by the price of 1 transaction in Table I.