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Abraham Chad R's Form 4 filing

Piper Sandler Companies (PIPR) · filed May 5, 2023

Accession no.
0001230245-23-000075
Filed
May 5, 2023
Trade date
May 3-5, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 10 non-derivative transactions. Open-market sales total $2.77M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Abraham Chad RCIK 0001538591Director, Officer (CEO and Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 3, 2023Common StockSSaleDisposed−1,200$125.97F2−$151,16450,416Direct
May 3, 2023Common StockSSaleDisposed−5,340$126.50F3−$675,51045,076Direct
May 3, 2023Common StockSSaleDisposed−3,754$127.78F4−$479,686.1241,322Direct
May 3, 2023Common StockSSaleDisposed−2,062$128.46F5−$264,884.5239,260Direct
May 3, 2023Common StockSSaleDisposed−200$129.54F6−$25,90839,060Direct
May 4, 2023Common StockSSaleDisposed−300$121.62F7−$36,48638,760Direct
May 4, 2023Common StockSSaleDisposed−2,924$123.15F8−$360,090.635,836Direct
May 4, 2023Common StockSSaleDisposed−3,576$123.99F9−$443,388.2432,260Direct
May 4, 2023Common StockSSaleDisposed−644$124.64F10−$80,268.1631,616Direct
May 5, 2023Common StockSSaleDisposed−1,970$130.05F11−$256,198.529,646Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (11) were sold in multiple transactions at the price ranges provided in footnotes (2) through (11). These shares in footnote (2) were sold in multiple transactions at prices ranging from $125.8700 to $126.0800 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (11) upon request by the SEC staff, the issuer or any shareholder of the issuer.

Referenced by the price of 1 transaction in Table I.

F3

These shares were sold in multiple transactions at prices ranging from $126.0900 to $127.0600 inclusive.

Referenced by the price of 1 transaction in Table I.

F4

These shares were sold in multiple transactions at prices ranging from $127.1700 to $128.1700 inclusive.

Referenced by the price of 1 transaction in Table I.

F5

These shares were sold in multiple transactions at prices ranging from $128.1750 to $128.8000 inclusive.

Referenced by the price of 1 transaction in Table I.

F6

These shares were sold in multiple transactions at prices ranging from $129.5000 to $129.5800 inclusive.

Referenced by the price of 1 transaction in Table I.

F7

These shares were sold in multiple transactions at prices ranging from $121.4600 to $121.9300 inclusive.

Referenced by the price of 1 transaction in Table I.

F8

These shares were sold in multiple transactions at prices ranging from $122.5500 to $123.5500 inclusive.

Referenced by the price of 1 transaction in Table I.

F9

These shares were sold in multiple transactions at prices ranging from $123.5600 to $124.3700 inclusive.

Referenced by the price of 1 transaction in Table I.

F10

These shares were sold in multiple transactions at prices ranging from $124.5700 to $124.8750 inclusive.

Referenced by the price of 1 transaction in Table I.

F11

These shares were sold in multiple transactions at prices ranging from $130.0000 to $130.2700 inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)