Doyle Jonathan J's Form 4 filing
Piper Sandler Companies (PIPR) · filed Feb 9, 2023
- Accession no.
- 0001230245-23-000014
- Filed
- Feb 9, 2023
- Trade date
- Feb 7-9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $2.28M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Doyle Jonathan JCIK 0001796882 | Director, Officer (Hd of Financial Services Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2023 | Common Stock | SSaleDisposed | −1,268 | $150.42F2 | −$190,732.56 | 225,985 | Direct | |
| Feb 7, 2023 | Common Stock | SSaleDisposed | −879 | $151.28F3 | −$132,975.12 | 225,106 | Direct | |
| Feb 7, 2023 | Common Stock | SSaleDisposed | −2,347 | $152.36F4 | −$357,588.92 | 222,759 | Direct | |
| Feb 7, 2023 | Common Stock | SSaleDisposed | −506 | $153.06F5 | −$77,448.36 | 222,253 | Direct | |
| Feb 8, 2023 | Common Stock | SSaleDisposed | −896 | $151.72F6 | −$135,941.12 | 221,357 | Direct | |
| Feb 8, 2023 | Common Stock | SSaleDisposed | −3,304 | $152.80F7 | −$504,851.2 | 218,053 | Direct | |
| Feb 8, 2023 | Common Stock | SSaleDisposed | −800 | $153.40F8 | −$122,720 | 217,253 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −3,579 | $151.97F9 | −$543,900.63 | 213,674 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −1,421 | $152.83F10 | −$217,171.43 | 212,253 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2), (3), (4), (5), (6), (7), (8), (9) and (10) were sold in multiple transactions at the price ranges provided in footnotes (2), (3), (4), (5), (6), (7), (8), (9) and (10). These shares in footnote (2) were sold in multiple transactions at prices ranging from $149.7700 to $150.7600 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9) and (10) upon request by the SEC staff, the issuer or any shareholder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F3
These shares were sold in multiple transactions at prices ranging from $150.7700 to $151.7500 inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
These shares were sold in multiple transactions at prices ranging from $151.8200 to $152.7200 inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
These shares were sold in multiple transactions at prices ranging from $152.8600 to $153.3200 inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
These shares were sold in multiple transactions at prices ranging from $151.2400 to $ 152.1000 inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
These shares were sold in multiple transactions at prices ranging from $152.2900 to $153.2600 inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
These shares were sold in multiple transactions at prices ranging from $153.2900 to $153.7500 inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
These shares were sold in multiple transactions at prices ranging from $151.4500 to $152.4000 inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
These shares were sold in multiple transactions at prices ranging from $152.4600 to $153.4000 inclusive.
Referenced by the price of 1 transaction in Table I.