Geelan John W's Form 4 filing
Piper Sandler Companies (PIPR) · filed Nov 5, 2021
- Accession no.
- 0001230245-21-000150
- Filed
- Nov 5, 2021
- Trade date
- Nov 5, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $448.5K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geelan John WCIK 0001566456 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | SSaleDisposed | −1,019 | $178.91F1 | −$182,309.29 | 15,267 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −1,322 | $179.66F2 | −$237,510.52 | 13,945 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −159 | $180.64F3 | −$28,721.76 | 13,786 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (1) through (3) were sold in multiple transactions at the price ranges provided in footnotes (1) through (3). These shares in footnote (1) were sold in multiple transactions at prices ranging from $178.3700 to $179.3500 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (3) upon request by the SEC staff, the issuer or any shareholder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F2
These shares were sold in multiple transactions at prices ranging from $179.3800 to $180.1900 inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
These shares were sold in multiple transactions at prices ranging from $180.4750 to $180.9500 inclusive.
Referenced by the price of 1 transaction in Table I.