Doyle Jonathan J's Form 4 filing
Piper Sandler Companies (PIPR) · filed Sep 15, 2021
- Accession no.
- 0001230245-21-000127
- Filed
- Sep 15, 2021
- Trade date
- Sep 13-15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $2.14M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Doyle Jonathan JCIK 0001796882 | Director, Officer (Hd of Financial Services Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Common Stock | SSaleDisposed | −3,093 | $135.11F2 | −$417,895.23 | 258,017 | Direct | |
| Sep 13, 2021 | Common Stock | SSaleDisposed | −1,203 | $136.04F3 | −$163,656.12 | 256,814 | Direct | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −3,203 | $134.05F4 | −$429,362.15 | 253,611 | Direct | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −1,975 | $134.88F5 | −$266,388 | 251,636 | Direct | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −1,300 | $135.90F6 | −$176,670 | 250,336 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −1,000 | $134.16F7 | −$134,160 | 249,336 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −4,047 | $135.23F8 | −$547,275.81 | 245,289 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (8) were sold in multiple transactions at the price ranges provided in footnotes (2) through (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $134.5000 to $135.4700 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F3
These shares were sold in multiple transactions at prices ranging from $135.6200 to $136.5100 inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
These shares were sold in multiple transactions at prices ranging from $133.5600 to $134.5500 inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
These shares were sold in multiple transactions at prices ranging from $134.5600 to $135.5300 inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
These shares were sold in multiple transactions at prices ranging from $135.5800 to $136.4600 inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
These shares were sold in multiple transactions at prices ranging from $133.6600 to $134.5200 inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
These shares were sold in multiple transactions at prices ranging from $134.9400 to $135.6200 inclusive.
Referenced by the price of 1 transaction in Table I.