Doyle Jonathan J's Form 4 filing
Piper Sandler Companies (PIPR) · filed Sep 10, 2021
- Accession no.
- 0001230245-21-000111
- Filed
- Sep 10, 2021
- Trade date
- Sep 8-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $2.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Doyle Jonathan JCIK 0001796882 | Director, Officer (Hd of Financial Services Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2021 | Common Stock | SSaleDisposed | −4,516 | $135.15F2 | −$610,337.4 | 274,210 | Direct | |
| Sep 8, 2021 | Common Stock | SSaleDisposed | −1,229 | $135.83F3 | −$166,935.07 | 272,981 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −2,362 | $135.04F4 | −$318,964.48 | 270,619 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −3,141 | $135.92F5 | −$426,924.72 | 267,478 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −200 | $136.61F6 | −$27,322 | 267,278 | Direct | |
| Sep 10, 2021 | Common Stock | SSaleDisposed | −900 | $133.83F7 | −$120,447 | 266,378 | Direct | |
| Sep 10, 2021 | Common Stock | SSaleDisposed | −3,567 | $134.96F8 | −$481,402.32 | 262,811 | Direct | |
| Sep 10, 2021 | Common Stock | SSaleDisposed | −1,701 | $135.50F9 | −$230,485.5 | 261,110 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (9) were sold in multiple transactions at the price ranges provided in footnotes (2) through (9). These shares in footnote (2) were sold in multiple transactions at prices ranging from $134.6700 to $135.6600 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (9) upon request by the SEC staff, the issuer or any shareholder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F3
These shares were sold in multiple transactions at prices ranging from $135.6700 to $136.5100 inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
These shares were sold in multiple transactions at prices ranging from $134.5000 to $135.4600 inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
These shares were sold in multiple transactions at prices ranging from $135.5000 to $136.4600 inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
These shares were sold in multiple transactions at prices ranging from $136.6000 to $136.6200 inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
These shares were sold in multiple transactions at prices ranging from $133.2600 to $134.1000 inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
These shares were sold in multiple transactions at prices ranging from $134.2700 to $135.2300 inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
These shares were sold in multiple transactions at prices ranging from $135.3300 to $135.7700 inclusive.
Referenced by the price of 1 transaction in Table I.