Doyle Jonathan J's Form 4 filing
Piper Sandler Companies (PIPR) · filed Sep 7, 2021
- Accession no.
- 0001230245-21-000108
- Filed
- Sep 7, 2021
- Trade date
- Sep 2-7, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $2.66M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Doyle Jonathan JCIK 0001796882 | Director, Officer (Hd of Financial Services Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Stock | SSaleDisposed | −3,291 | $143.10F2 | −$470,942.1 | 294,399 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −1,205 | $143.95F3 | −$173,459.75 | 293,194 | Direct | |
| Sep 3, 2021 | Common Stock | SSaleDisposed | −500 | $142.44F4 | −$71,220 | 292,694 | Direct | |
| Sep 3, 2021 | Common Stock | SSaleDisposed | −3,175 | $143.44F5 | −$455,422 | 289,519 | Direct | |
| Sep 3, 2021 | Common Stock | SSaleDisposed | −760 | $144.20F6 | −$109,592 | 288,759 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −4,429 | $137.02F7 | −$606,861.58 | 284,330 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −3,904 | $137.95F8 | −$538,556.8 | 280,426 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −900 | $138.95F9 | −$125,055 | 279,526 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −500 | $140.42F10 | −$70,210 | 279,026 | Direct | |
| Sep 7, 2021 | Common Stock | SSaleDisposed | −300 | $141.27F11 | −$42,381 | 278,726 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (11) were sold in multiple transactions at the price ranges provided in footnotes (2) through (11). These shares in footnote (2) were sold in multiple transactions at prices ranging from $142.6100 to $143.5900 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (11) upon request by the SEC staff, the issuer or any shareholder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F3
These shares were sold in multiple transactions at prices ranging from $143.6400 to $144.1700 inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
These shares were sold in multiple transactions at prices ranging from $141.9800 to $142.9300 inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
These shares were sold in multiple transactions at prices ranging from $143.0000 to $143.9000 inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
These shares were sold in multiple transactions at prices ranging from $144.0000 to $144.3700 inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
These shares were sold in multiple transactions at prices ranging from $136.5300 to $137.4900 inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
These shares were sold in multiple transactions at prices ranging from $137.5400 to $138.4800 inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
These shares were sold in multiple transactions at prices ranging from $138.6900 to $139.5900 inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
These shares were sold in multiple transactions at prices ranging from $140.0700 to $140.9300 inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
These shares were sold in multiple transactions at prices ranging from $141.1100 to $141.5000 inclusive.
Referenced by the price of 1 transaction in Table I.