Kemper J Mariner's Form 4 filing
Umb Financial Corp (UMBF) · filed Nov 24, 2021
- Accession no.
- 0001229109-21-000002
- Filed
- Nov 24, 2021
- Trade date
- Nov 22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $109.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kemper J MarinerCIK 0001229109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | SSaleDisposed | −40 | $109.02 | −$4,360.8 | 2,009,596 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −1 | $109.05 | −$109.05 | 2,009,595 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −100 | $109.14 | −$10,914 | 2,009,495 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −300 | $109.20 | −$32,760 | 2,009,195 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −59 | $109.23 | −$6,444.57 | 2,009,136 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −500 | $109.24 | −$54,620 | 2,008,636 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.