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Sakys John's Form 4 filing

Mesa Laboratories Inc (MLAB) · filed Mar 27, 2023

Accession no.
0001228924-23-000008
Filed
Mar 27, 2023
Trade date
Mar 22-24, 2023
Filing delay
5 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $784.4K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sakys JohnCIK 0001197710Officer (CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 22, 2023Common StockMOption exerciseAcquired+2,500$122.66+$306,65012,196Direct
Mar 22, 2023Common StockSSaleDisposed−2,500$171.62−$429,0509,696Direct
Mar 24, 2023Common StockMOption exerciseAcquired+1,000$122.66+$122,66010,696Direct
Mar 24, 2023Common StockSSaleDisposed−1,000$167.01−$167,0109,696Direct
Mar 24, 2023Common StockMOption exerciseAcquired+1,128$51.85+$58,486.810,824Direct
Mar 24, 2023Common StockSSaleDisposed−1,128$167.01−$188,387.289,696Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 22, 2023Common StockXIn-the-money exerciseDisposed−2,500$0.00$023,802Direct
Mar 24, 2023Common StockXIn-the-money exerciseDisposed−1,000$0.00$022,802Direct
Mar 24, 2023Common StockXIn-the-money exerciseDisposed−1,128$0.00$021,674Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)