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Schmieder John Bradley's Form 4 filing

Mesa Laboratories Inc (MLAB) · filed Jan 17, 2023

Accession no.
0001228924-23-000001
Filed
Jan 17, 2023
Trade date
Jan 13, 2013-Jan 13, 2023
Filing delay
3,656 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $300.5K. It was filed 3656 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001228924-23-000002 (Jan 17, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schmieder John BradleyCIK 0001637852Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 13, 2023Common StockXIn-the-money exerciseAcquired+571$72.02+$41,123.4269,547Direct
Jan 13, 2013Common StockXIn-the-money exerciseAcquired+1,000$122.66+$122,66070,547Direct
Jan 13, 2023Common StockSSaleDisposed−1,571$191.31−$300,548.0168,976Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 13, 2023Common StockXIn-the-money exerciseDisposed−571$0.00$01,450Direct
Jan 13, 2023Common StockXIn-the-money exerciseDisposed−1,000$0.00$0450Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)