Sullivan John James's Form 4/A amendment
AmendedMesa Laboratories Inc (MLAB) · filed Jun 13, 2022
- Accession no.
- 0001228924-22-000009
- Filed
- Jun 13, 2022
- Trade date
- Jun 7-9, 2022
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 13, 2022
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.08M. It was filed 6 days after the trade.
This amendment replaces 0001228924-22-000008 (filed Jun 13, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan John JamesCIK 0001305784 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2022 | Common Stock | MOption exerciseAcquired | +5,192 | $70.56 | +$366,347.52 | 29,049 | Direct | |
| Jun 7, 2022 | Common Stock | SSaleDisposed | −5,192 | $207.76 | −$1,078,689.92 | 23,857 | Direct | |
| Jun 9, 2022 | Common Stock | MOption exerciseAcquired | +1,001 | $70.56 | +$70,630.56 | 24,858 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2022 | Common Stock | XIn-the-money exerciseDisposed | −5,192 | $0.00 | $0 | 20,027 | Direct | |
| Jun 9, 2022 | Common Stock | XIn-the-money exerciseDisposed | −201 | $0.00 | $0 | 19,826 | Direct | |
| Jun 9, 2022 | Common Stock | XIn-the-money exerciseDisposed | −800 | $0.00 | $0 | 19,026 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.