Archbold Brian David's Form 4 filing
Mesa Laboratories Inc (MLAB) · filed Dec 15, 2021
- Accession no.
- 0001228924-21-000083
- Filed
- Dec 15, 2021
- Trade date
- Dec 14, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $539.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Archbold Brian DavidCIK 0001776947 | Officer (SVP Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2021 | Common Stock | MOption exerciseAcquired | +210 | $142.40 | +$29,904 | 364 | Direct | |
| Dec 14, 2021 | Common Stock | MOption exerciseAcquired | +532 | $203.54 | +$108,283.28 | 896 | Direct | |
| Dec 14, 2021 | Common Stock | MOption exerciseAcquired | +917 | $226.72 | +$207,902.24 | 1,813 | Direct | |
| Dec 14, 2021 | Common Stock | SSaleDisposed | −1,659 | $325.02 | −$539,208.18 | 154 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2021 | Common Stock | XIn-the-money exerciseDisposed | −210 | $0.00 | $0 | 8,424 | Direct | |
| Dec 14, 2021 | Common Stock | XIn-the-money exerciseDisposed | −532 | $0.00 | $0 | 7,892 | Direct | |
| Dec 14, 2021 | Common Stock | XIn-the-money exerciseDisposed | −917 | $0.00 | $0 | 6,975 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.