Guillemin Evan's Form 4 filing
Mesa Laboratories Inc (MLAB) · filed Dec 6, 2021
- Accession no.
- 0001228924-21-000081
- Filed
- Dec 6, 2021
- Trade date
- Dec 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $720.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Guillemin EvanCIK 0001246295 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2021 | Common Stock | MOption exerciseAcquired | +1,200 | $89.70 | +$107,640 | 30,958 | Direct | |
| Dec 2, 2021 | Common Stock | MOption exerciseAcquired | +120 | $58.51 | +$7,021.2 | 31,078 | Direct | |
| Dec 2, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $97.78 | +$97,780 | 32,078 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −2,320 | $310.61 | −$720,615.2 | 29,758 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2021 | Common Stock | XIn-the-money exerciseDisposed | −1,200 | $0.00 | $0 | 3,890 | Direct | |
| Dec 2, 2021 | Common Stock | XIn-the-money exerciseDisposed | −120 | $0.00 | $0 | 3,770 | Direct | |
| Dec 2, 2021 | Common Stock | XIn-the-money exerciseDisposed | −1,000 | $0.00 | $0 | 2,770 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.