Sullivan John James's Form 4 filing
Mesa Laboratories Inc (MLAB) · filed Nov 16, 2021
- Accession no.
- 0001228924-21-000079
- Filed
- Nov 16, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.60M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan John JamesCIK 0001305784 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +438 | $89.70 | +$39,288.6 | 22,295 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +4,754 | $97.78 | +$464,846.12 | 27,049 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −5,192 | $308.02 | −$1,599,239.84 | 21,857 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | XIn-the-money exerciseDisposed | −438 | $0.00 | $0 | 37,165 | Direct | |
| Nov 15, 2021 | Common Stock | XIn-the-money exerciseDisposed | −4,754 | $0.00 | $0 | 32,411 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.