Sakys John's Form 4 filing
Mesa Laboratories Inc (MLAB) · filed Oct 25, 2021
- Accession no.
- 0001228924-21-000074
- Filed
- Oct 25, 2021
- Trade date
- Oct 20, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $619.7K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sakys JohnCIK 0001197710 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2021 | Common Stock | MOption exerciseAcquired | +2,000 | $97.78 | +$195,560 | 9,514 | Direct | |
| Oct 20, 2021 | Common Stock | SSaleDisposed | −2,000 | $309.86 | −$619,720 | 7,514 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2021 | Common Stock | XIn-the-money exerciseDisposed | −2,000 | $0.00 | $0 | 31,029 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.