Robinson Thomas E's Form 4 filing
Essex Property Trust, Inc. (ESS) · filed Sep 1, 2021
- Accession no.
- 0001227889-21-000006
- Filed
- Sep 1, 2021
- Trade date
- Aug 31, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $823.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Robinson Thomas ECIK 0001227889 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | MOption exerciseAcquired | +2,500 | $224.05F1 | +$560,125 | 7,045 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −2,500 | $329.30 | −$823,250 | 4,545 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Under the terms of the stock option, the maximum value that the reporting person could receive is $100 per share. Accordingly, the value in excess of such amount, $5.25 per share, was remitted to the Issuer by the reporting person in addition to the exercise price of $224.05.
Referenced by the price of 1 transaction in Table I.