Jenks Timothy Storrs's Form 4 filing
Neophotonics Corp (NPTN) · filed Apr 14, 2022
- Accession no.
- 0001227025-22-000022
- Filed
- Apr 14, 2022
- Trade date
- Apr 12-13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $258.3K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001209191-22-026101 (Apr 28, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jenks Timothy StorrsCIK 0001488795 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2022 | Common Stock | GGiftDisposed | −1,000 | $0.00 | $0 | 510,956 | Direct | |
| Apr 12, 2022 | Common Stock | GGiftDisposed | −1,000 | $0.00 | $0 | 509,956 | Direct | |
| Apr 13, 2022 | Common Stock | SSaleDisposed | −17,040 | $15.16 | −$258,326.4 | 492,916 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.