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Sindelar Cory's Form 4 filing

Calix, Inc (CALX) · filed Nov 3, 2025

Accession no.
0001226868-25-000010
Filed
Nov 3, 2025
Trade date
Oct 30-31, 2025
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.35M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sindelar CoryCIK 0001226868Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 30, 2025Common StockMOption exerciseAcquired+10,000$5.05+$50,50086,555Direct
Oct 30, 2025Common StockSSaleDisposed−10,000$65.00−$650,00076,555Direct
Oct 31, 2025Common StockMOption exerciseAcquired+10,000$5.05+$50,50086,555Direct
Oct 31, 2025Common StockSSaleDisposed−10,000$70.00−$700,00076,555Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 30, 2025Common StockMOption exerciseDisposed−10,000$0.00$0235,000Direct
Oct 31, 2025Common StockMOption exerciseDisposed−10,000$0.00$0225,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Sales reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2025.

Read the full filing on SEC EDGAR (opens in a new tab)