Finn Michael L's Form 4 filing
Rocky Brands, Inc. (RCKY) · filed Aug 4, 2026
- Accession no.
- 0001225208-26-006924
- Filed
- Aug 4, 2026, 4:11 PM ET
- Trade date
- Aug 3-4, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $152.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Finn Michael LCIK 0001290423 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2026 | Common Stock, without par value | SSaleDisposed | −3,000 | $50.97F1 | −$152,913 | 30,663 | Direct | |
| Aug 4, 2026 | Common Stock, without par value | MOption exerciseAcquired | +3,000 | $39.80 | +$119,400 | 33,663 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2026 | Common Stock, without par value | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $50.97 to $51.04. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.