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Caraher Scott C.'s Form 4 filing

Nuveen Floating Rate Income Fund (JFR) · filed Apr 24, 2026

Accession no.
0001225208-26-004595
Filed
Apr 24, 2026
Trade date
Mar 30-31, 2026
Filing delay
25 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $102.5K. It was filed 25 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Caraher Scott C.CIK 0001521119Other: Portfolio Manager

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 30, 2026Common StockPPurchaseAcquired+7,000$7.24+$50,68052,440Direct
Mar 31, 2026Common StockPPurchaseAcquired+7,000$7.41+$51,87059,440Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)