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Jackson Donald G's Form 4 filing

Cummins Inc (CMI) · filed Feb 25, 2026

Accession no.
0001225208-26-002654
Filed
Feb 25, 2026
Trade date
Jun 1, 2025-Feb 24, 2026
Filing delay
269 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.32M. It was filed 269 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jackson Donald GCIK 0001640059Officer (VP - Treasury & Tax)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 1, 2025CommonAGrant or awardAcquired+1,480$0.00F1$07,213.64Direct
Aug 13, 2025CommonMOption exerciseAcquired+3,390$163.43+$554,027.710,603.64Direct
Aug 13, 2025CommonSSaleDisposed−3,390$402.17F2−$1,363,356.37,213.64Direct
Feb 24, 2026CommonMOption exerciseAcquired+1,600$142.12+$227,3928,813.64Direct
Feb 24, 2026CommonSSaleDisposed−1,600$600.13F3−$960,2087,213.64Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 13, 2025CommonMOption exerciseDisposed−3,390$0.00$00Direct
Feb 24, 2026CommonMOption exerciseDisposed−1,600$0.00$01,330Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This repesents an award of time vested restricted stock units, wich vests and converts to common stock as follows, contingent on the reporting person's continued employment: 20% on June 1, 2028, 30% on June 1, 2029 and 50% on June 1, 2030.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $402.08 - $402.5061. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $600.00 - $600.3950. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)