Gaudette Robert J's Form 4 filing
NRG Energy, Inc. (NRG) · filed Jan 6, 2026
- Accession no.
- 0001225208-26-000431
- Filed
- Jan 6, 2026
- Trade date
- Jan 2-6, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $7.14M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gaudette Robert JCIK 0001505252 | Officer (Exec VP, NRG Business) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2026 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +69,588 | $0.00 | $0 | 134,380 | Direct | |
| Jan 2, 2026 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +5,560 | $166.16 | +$923,849.6 | 139,940 | Direct | |
| Jan 2, 2026 | Common Stock, par value $.01 per share | AGrant or awardAcquired | +4,626 | $0.00 | $0 | 144,566 | Direct | |
| Jan 2, 2026 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −1,199 | $166.16 | −$199,225.84 | 143,367 | Direct | |
| Jan 2, 2026 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −1,830 | $166.16 | −$304,072.8 | 141,537 | Direct | |
| Jan 2, 2026 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −3,046 | $166.16 | −$506,123.36 | 138,491 | Direct | |
| Jan 2, 2026 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −29,571 | $166.16 | −$4,913,517.36 | 108,920 | Direct | |
| Jan 6, 2026 | Common Stock, par value $.01 per share | SSaleDisposed | −45,000 | $158.76 | −$7,144,200 | 63,920 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2026 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +5,560 | $166.16 | +$923,849.6 | 5,560 | Direct | |
| Jan 2, 2026 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −69,588 | $166.16 | −$11,562,742.08 | 0 | Direct | |
| Jan 2, 2026 | Common Stock, par value $.01 per share | AGrant or awardAcquired | +9,393 | $0.00 | $0 | 9,393 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.