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Chung Bruce's Form 4 filing

NRG Energy, Inc. (NRG) · filed Jan 6, 2026

Accession no.
0001225208-26-000409
Filed
Jan 6, 2026
Trade date
Jan 2-6, 2026
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.21M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chung BruceCIK 0001940921Officer (EVP & CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 2, 2026Common Stock, par value $.01 per shareMOption exerciseAcquired+64,010$0.00$0132,625Direct
Jan 2, 2026Common Stock, par value $.01 per shareMOption exerciseAcquired+5,114$166.16+$849,742.24137,739Direct
Jan 2, 2026Common Stock, par value $.01 per shareAGrant or awardAcquired+4,626$0.00$0142,365Direct
Jan 2, 2026Common Stock, par value $.01 per shareFTax withholdingDisposed−1,558$166.16−$258,877.28140,807Direct
Jan 2, 2026Common Stock, par value $.01 per shareFTax withholdingDisposed−2,787$166.16−$463,087.92138,020Direct
Jan 2, 2026Common Stock, par value $.01 per shareFTax withholdingDisposed−3,516$166.16−$584,218.56134,504Direct
Jan 2, 2026Common Stock, par value $.01 per shareFTax withholdingDisposed−35,357$166.16−$5,874,919.1299,147Direct
Jan 6, 2026Common Stock, par value $.01 per shareSSaleDisposed−7,617$158.79−$1,209,503.4391,530Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 2, 2026Common Stock, par value $.01 per shareMOption exerciseAcquired+5,114$166.16+$849,742.245,114Direct
Jan 2, 2026Common Stock, par value $.01 per shareMOption exerciseDisposed−64,010$0.00$00Direct
Jan 2, 2026Common Stock, par value $.01 per shareAGrant or awardAcquired+9,393$0.00$09,393Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)