Wortham Byron's Form 4 filing
Rocky Brands, Inc. (RCKY) · filed Nov 7, 2025
- Accession no.
- 0001225208-25-009035
- Filed
- Nov 7, 2025
- Trade date
- Nov 5, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $197.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wortham ByronCIK 0001709433 | Officer (SVP Georgia Boot & Durango) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2025 | Common Stock, without par value | MOption exerciseAcquired | +2,000 | $18.90 | +$37,800 | 6,200 | Direct | |
| Nov 5, 2025 | Common Stock, without par value | MOption exerciseAcquired | +400 | $11.55 | +$4,620 | 6,600 | Direct | |
| Nov 5, 2025 | Common Stock, without par value | SSaleDisposed | −6,600 | $29.90F1 | −$197,340 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2025 | Common Stock, without par value | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 0 | Direct | |
| Nov 5, 2025 | Common Stock, without par value | MOption exerciseDisposed | −400 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.8287 to $30.02. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.