Loveland Curtis A's Form 4 filing
Rocky Brands, Inc. (RCKY) · filed Nov 6, 2025
- Accession no.
- 0001225208-25-008999
- Filed
- Nov 6, 2025
- Trade date
- Nov 4-6, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $446.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Loveland Curtis ACIK 0000905223 | Director, Officer (Assistant Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2025 | Common Stock, without par value | MOption exerciseAcquired | +5,000 | $28.07 | +$140,350 | 105,229 | Direct | |
| Nov 4, 2025 | Common Stock, without par value | SSaleDisposed | −4,000 | $28.80F1 | −$115,200 | 101,229 | Direct | |
| Nov 5, 2025 | Common Stock, without par value | SSaleDisposed | −1,000 | $28.75F2 | −$28,750 | 100,229 | Direct | |
| Nov 6, 2025 | Common Stock, without par value | SSaleDisposed | −4,775 | $32.43F3 | −$154,853.25 | 95,454 | Direct | |
| Nov 5, 2025 | Common Stock, without par value | SSaleDisposed | −2,619 | $29.65F4 | −$77,653.35 | 2,162 | Indirect | |
| Nov 6, 2025 | Common Stock, without par value | SSaleDisposed | −2,162 | $32.39 | −$70,027.18 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2025 | Common Stock, without par value | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $28.75 to $28.80. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $28.75 to $28.82. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $32.38 to $32.62. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.63 to $29.85. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.