Smith Mark Andrew's Form 4 filing
Cummins Inc (CMI) · filed Sep 17, 2025
- Accession no.
- 0001225208-25-008037
- Filed
- Sep 17, 2025
- Trade date
- Sep 15-17, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.77M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Mark AndrewCIK 0001676537 | Officer (VP - Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2025 | Common | MOption exerciseAcquired | +4,829 | $163.43 | +$789,203.47 | 36,411 | Direct | |
| Sep 15, 2025 | Common | SSaleDisposed | −4,829 | $415.06 | −$2,004,324.74 | 31,582 | Direct | |
| Sep 16, 2025 | Common | MOption exerciseAcquired | +2,671 | $163.43 | +$436,521.53 | 34,253 | Direct | |
| Sep 16, 2025 | Common | SSaleDisposed | −2,671 | $415.00 | −$1,108,465 | 31,582 | Direct | |
| Sep 17, 2025 | Common | MOption exerciseAcquired | +1,580 | $163.43 | +$258,219.4 | 33,162 | Direct | |
| Sep 17, 2025 | Common | SSaleDisposed | −1,580 | $419.00 | −$662,020 | 31,582 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2025 | Common | MOption exerciseDisposed | −4,829 | $0.00 | $0 | 4,251 | Direct | |
| Sep 16, 2025 | Common | MOption exerciseDisposed | −2,671 | $0.00 | $0 | 1,580 | Direct | |
| Sep 17, 2025 | Common | MOption exerciseDisposed | −1,580 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.