Smith Mark Andrew's Form 4 filing
Cummins Inc (CMI) · filed Aug 14, 2025
- Accession no.
- 0001225208-25-007269
- Filed
- Aug 14, 2025
- Trade date
- Aug 12-13, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Mark AndrewCIK 0001676537 | Officer (VP - Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2025 | Common | MOption exerciseAcquired | +6,000 | $163.43 | +$980,580 | 37,582 | Direct | |
| Aug 12, 2025 | Common | SSaleDisposed | −6,000 | $395.00 | −$2,370,000 | 31,582 | Direct | |
| Aug 13, 2025 | Common | MOption exerciseAcquired | +6,500 | $163.43 | +$1,062,295 | 38,082 | Direct | |
| Aug 13, 2025 | Common | SSaleDisposed | −6,500 | $405.00 | −$2,632,500 | 31,582 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2025 | Common | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 15,580 | Direct | |
| Aug 13, 2025 | Common | MOption exerciseDisposed | −6,500 | $0.00 | $0 | 9,080 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.