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Duelks Robert N's Form 4/A amendment

Amended

Broadridge Financial Solutions, Inc. (BR) · filed Jul 28, 2025

Accession no.
0001225208-25-006811
Filed
Jul 28, 2025
Trade date
Jun 6, 2025
Filing delay
52 days
Rule 10b5-1 plan
Not checked
Original filed
Jun 6, 2025

This filing lists 1 non-derivative transaction. Open-market sales total $122.6K. It was filed 52 days after the trade.

This amendment replaces 0001225208-25-005752 (filed Jun 6, 2025).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Duelks Robert NCIK 0001477044Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 6, 2025Common StockSSaleDisposed−500$245.15−$122,5758,853Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

This amendment has no footnotes.

Remarks

This amendment corrects the Form 4 filed on 6/6/25 reporting the sale of 500 shares that was inadvertently reported as a sale from the Registrant's direct ownership instead of from the Robert N. Duelks 2007 Revocable Trust.

Read the full filing on SEC EDGAR (opens in a new tab)