Ullem Scott B.'s Form 4 filing
Edwards Lifesciences Corp (EW) · filed May 9, 2025
- Accession no.
- 0001225208-25-004942
- Filed
- May 9, 2025
- Trade date
- May 7-9, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $837.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ullem Scott B.CIK 0001446989 | Officer (CVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 7, 2025 | Common Stock | FTax withholdingDisposed | −1,406 | $74.92 | −$105,337.52 | 27,698 | Direct | |
| May 8, 2025 | Common Stock | AGrant or awardAcquired | +13,400 | $0.00 | $0 | 41,098 | Direct | |
| May 9, 2025 | Common Stock | MOption exerciseAcquired | +11,250 | $45.28 | +$509,400 | 52,348 | Direct | |
| May 9, 2025 | Common Stock | SSaleDisposed | −11,250 | $74.40F3 | −$837,000 | 41,098 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2025 | Common Stock | AGrant or awardAcquired | +75,200 | $0.00 | $0 | 75,200 | Direct | |
| May 8, 2025 | Common Stock | AGrant or awardAcquired | +13,400 | $0.00 | $0 | 13,400 | Direct | |
| May 9, 2025 | Common Stock | MOption exerciseDisposed | −11,250 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $74.12 to $74.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person.