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Morris John J's Form 4 filing

Waste Management Inc (WM) · filed May 5, 2025

Accession no.
0001225208-25-004646
Filed
May 5, 2025
Trade date
May 2, 2025
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.55M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Morris John JCIK 0001544705Officer (EVP & Chief Operation Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 2, 2025Common StockMOption exerciseAcquired+19,667$145.67+$2,864,891.89104,924Direct
May 2, 2025Common StockMOption exerciseAcquired+10,969$150.12+$1,646,666.28115,893Direct
May 2, 2025Common StockSSaleDisposed−23,795$233.32F1−$5,551,849.492,098Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 2, 2025Common StockMOption exerciseDisposed−19,667$145.67−$2,864,891.890Direct
May 2, 2025Common StockMOption exerciseDisposed−10,969$150.12−$1,646,666.285,484Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $232.8500 to $234.2100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)