Smith Richard Craig's Form 4 filing
AutoZone Inc (AZO) · filed Mar 21, 2025
- Accession no.
- 0001225208-25-003586
- Filed
- Mar 21, 2025
- Trade date
- Mar 20, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.3M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Richard CraigCIK 0001661802 | Officer (Sr. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2025 | Common Stock | MOption exerciseAcquired | +1,800 | $744.62 | +$1,340,316 | 4,724.15 | Direct | |
| Mar 20, 2025 | Common Stock | MOption exerciseAcquired | +1,050 | $761.30 | +$799,365 | 5,774.15 | Direct | |
| Mar 20, 2025 | Common Stock | SSaleDisposed | −2,850 | $3,610.00 | −$10,288,500 | 2,924.15 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2025 | Common Stock | MOption exerciseDisposed | −1,800 | $3,610.00 | −$6,498,000 | 0 | Direct | |
| Mar 20, 2025 | Common Stock | MOption exerciseDisposed | −1,050 | $3,610.00 | −$3,790,500 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.