Gaudette Robert J's Form 4 filing
NRG Energy, Inc. (NRG) · filed Jan 6, 2025
- Accession no.
- 0001225208-25-000390
- Filed
- Jan 6, 2025
- Trade date
- Jan 2, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $5.48M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gaudette Robert JCIK 0001505252 | Officer (Exec VP, NRG Business) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2025 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +21,898 | $0.00 | $0 | 126,922 | Direct | |
| Jan 2, 2025 | Common Stock, par value $.01 per share | AGrant or awardAcquired | +9,028 | $0.00 | $0 | 135,950 | Direct | |
| Jan 2, 2025 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +2,284 | $92.75 | +$211,841 | 138,234 | Direct | |
| Jan 2, 2025 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −744 | $92.75 | −$69,006 | 137,490 | Direct | |
| Jan 2, 2025 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −1,707 | $92.75 | −$158,324.25 | 135,783 | Direct | |
| Jan 2, 2025 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −1,819 | $92.75 | −$168,712.25 | 133,964 | Direct | |
| Jan 2, 2025 | Common Stock, par value $.01 per share | FTax withholdingDisposed | −9,516 | $92.75 | −$882,609 | 124,448 | Direct | |
| Jan 2, 2025 | Common Stock, par value $.01 per share | SSaleDisposed | −60,000 | $91.41 | −$5,484,600 | 64,448 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2025 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +2,284 | $92.75 | +$211,841 | 2,284 | Direct | |
| Jan 2, 2025 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −21,898 | $92.75 | −$2,031,039.5 | 0 | Direct | |
| Jan 2, 2025 | Common Stock, par value $.01 per share | AGrant or awardAcquired | +14,216 | $0.00 | $0 | 14,216 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.