Noreen Clifford M's Form 4 filing
Barings Corporate Investors (MCI) · filed Dec 19, 2024
- Accession no.
- 0001225208-24-010932
- Filed
- Dec 19, 2024
- Trade date
- Dec 17, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 0 non-derivative transactions and 1 derivative transaction. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001225208-24-010948 (Dec 20, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Noreen Clifford MCIK 0001194963 | Director, Officer (Chairman of Fund) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2024 | Common Shares ("Shares of Beneficial Interest") | SSaleDisposed | −8,964.29 | $19.98 | −$179,106.51 | 322,714.48 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.