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Elwyn Tashtego S's Form 4 filing

Raymond James Financial Inc (RJF) · filed Dec 16, 2024

Accession no.
0001225208-24-010857
Filed
Dec 16, 2024
Trade date
Dec 13-15, 2024
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.59M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Elwyn Tashtego SCIK 0001601145Officer (President, PCG)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 13, 2024Common StockSSaleDisposed−10,000$159.47−$1,594,70032,688Direct
Dec 15, 2024Common StockMOption exerciseAcquired+2,982$0.00$035,670Direct
Dec 15, 2024Common StockFTax withholdingDisposed−1,173$160.49−$188,254.7734,497Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 13, 2024Common StockAGrant or awardAcquired+3,741$0.00$03,741Direct
Dec 13, 2024Common StockAGrant or awardAcquired+4,053$0.00$04,053Direct
Dec 15, 2024Common StockMOption exerciseDisposed−2,982$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)