Carey Thomas P's Form 4 filing
Broadridge Financial Solutions, Inc. (BR) · filed Dec 4, 2024
- Accession no.
- 0001225208-24-010522
- Filed
- Dec 4, 2024
- Trade date
- Dec 3, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.62M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carey Thomas PCIK 0001731499 | Officer (Corporate VP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2024 | Common Stock | MOption exerciseAcquired | +15,167 | $117.34 | +$1,779,695.78 | 27,856 | Direct | |
| Dec 3, 2024 | Common Stock | SSaleDisposed | −2,502 | $230.32 | −$576,260.64 | 25,354 | Direct | |
| Dec 3, 2024 | Common Stock | SSaleDisposed | −13,208 | $230.32 | −$3,042,066.56 | 12,146 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2024 | Common Stock | MOption exerciseDisposed | −15,167 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.