Allaire Bella Loykhter's Form 4 filing
Raymond James Financial Inc (RJF) · filed Dec 3, 2024
- Accession no.
- 0001225208-24-010473
- Filed
- Dec 3, 2024
- Trade date
- Nov 29-Dec 3, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $769.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Allaire Bella LoykhterCIK 0001537767 | Officer (Chief Admin Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2024 | Common Stock | SSaleDisposed | −1,170 | $169.43 | −$198,233.1 | 80,421 | Direct | |
| Nov 30, 2024 | Common Stock | MOption exerciseAcquired | +3,793 | $0.00F1 | $0 | 84,214 | Direct | |
| Nov 30, 2024 | Common Stock | MOption exerciseAcquired | +1,500 | $0.00F1 | $0 | 85,714 | Direct | |
| Nov 30, 2024 | Common Stock | FTax withholdingDisposed | −522 | $169.28 | −$88,364.16 | 85,192 | Direct | |
| Nov 30, 2024 | Common Stock | FTax withholdingDisposed | −1,320 | $169.28 | −$223,449.6 | 83,872 | Direct | |
| Dec 3, 2024 | Common Stock | SSaleDisposed | −3,451 | $165.62F3 | −$571,554.62 | 80,421 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2024 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 1,500 | Direct | |
| Nov 30, 2024 | Common Stock | MOption exerciseDisposed | −3,793 | $0.00 | $0 | 2,528 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Referenced by the price of 2 transactions in Table I.
- F3
Reflects the weighted average sale price. The range of prices for such transaction was $165.62 to $165.71.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 reports (i) the partial vestings of RSUs awarded to the reporting person, (ii) dispositions by the reporting person to the issuer to cover the tax liability in connection with such vestings, and (iii) open market sales by the reporting person of shares of common stock.