Larson Katherine H's Form 4 filing
Raymond James Financial Inc (RJF) · filed Dec 3, 2024
- Accession no.
- 0001225208-24-010467
- Filed
- Dec 3, 2024
- Trade date
- Nov 30-Dec 3, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $247.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Larson Katherine HCIK 0002034572 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2024 | Common Stock | MOption exerciseAcquired | +996 | $0.00 | $0 | 1,999 | Direct | |
| Nov 30, 2024 | Common Stock | MOption exerciseAcquired | +525 | $0.00 | $0 | 2,524 | Direct | |
| Nov 30, 2024 | Common Stock | FTax withholdingDisposed | −128 | $169.28 | −$21,667.84 | 2,396 | Direct | |
| Nov 30, 2024 | Common Stock | FTax withholdingDisposed | −242 | $169.28 | −$40,965.76 | 2,154 | Direct | |
| Dec 3, 2024 | Common Stock | GGiftDisposed | −60 | $0.00 | $0 | 2,094 | Direct | |
| Dec 3, 2024 | Common Stock | SSaleDisposed | −1,492 | $166.01 | −$247,686.92 | 602 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2024 | Common Stock | MOption exerciseDisposed | −525 | $0.00 | $0 | 525 | Direct | |
| Nov 30, 2024 | Common Stock | MOption exerciseDisposed | −996 | $0.00 | $0 | 664 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.