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Barner Sharon R's Form 4 filing

Cummins Inc (CMI) · filed Nov 22, 2024

Accession no.
0001225208-24-010133
Filed
Nov 22, 2024
Trade date
Nov 21, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $798.4K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barner Sharon RCIK 0001541520Officer (VP - Chief Administrative Off.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 21, 2024CommonMOption exerciseAcquired+2,163$163.43+$353,499.0922,966Direct
Nov 21, 2024CommonSSaleDisposed−2,163$369.12−$798,406.5620,803Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 21, 2024CommonMOption exerciseDisposed−2,163$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)