Barner Sharon R's Form 4 filing
Cummins Inc (CMI) · filed Nov 15, 2024
- Accession no.
- 0001225208-24-009937
- Filed
- Nov 15, 2024
- Trade date
- Nov 13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $784.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barner Sharon RCIK 0001541520 | Officer (VP - Chief Administrative Off.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2024 | Common | MOption exerciseAcquired | +2,163 | $163.43 | +$353,499.09 | 22,966 | Direct | |
| Nov 13, 2024 | Common | SSaleDisposed | −461 | $363.21 | −$167,439.81 | 22,505 | Direct | |
| Nov 13, 2024 | Common | SSaleDisposed | −1,702 | $362.30 | −$616,634.6 | 20,803 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2024 | Common | MOption exerciseDisposed | −2,163 | $0.00 | $0 | 2,163 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.