Matlin Laura's Form 4 filing
Broadridge Financial Solutions, Inc. (BR) · filed Nov 12, 2024
- Accession no.
- 0001225208-24-009864
- Filed
- Nov 12, 2024
- Trade date
- Nov 12, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.55M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Matlin LauraCIK 0001658944 | Officer (CVP, Deputy GC and CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2024 | Common Stock | MOption exerciseAcquired | +3,920 | $117.34 | +$459,972.8 | 10,037.7 | Direct | |
| Nov 12, 2024 | Common Stock | MOption exerciseAcquired | +3,888 | $98.31 | +$382,229.28 | 13,925.7 | Direct | |
| Nov 12, 2024 | Common Stock | SSaleDisposed | −3,351 | $227.65 | −$762,855.15 | 10,574.7 | Direct | |
| Nov 12, 2024 | Common Stock | SSaleDisposed | −3,459 | $227.65 | −$787,441.35 | 7,115.7 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2024 | Common Stock | MOption exerciseDisposed | −3,920 | $0.00 | $0 | 0 | Direct | |
| Nov 12, 2024 | Common Stock | MOption exerciseDisposed | −3,888 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.