Carey Thomas P's Form 4 filing
Broadridge Financial Solutions, Inc. (BR) · filed Nov 12, 2024
- Accession no.
- 0001225208-24-009845
- Filed
- Nov 12, 2024
- Trade date
- Nov 11, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.44M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carey Thomas PCIK 0001731499 | Officer (Corporate VP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +5,969 | $93.88 | +$560,369.72 | 20,446 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +3,000 | $93.88 | +$281,640 | 23,446 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −2,535 | $226.82 | −$574,988.7 | 20,911 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −3,177 | $226.82 | −$720,607.14 | 17,734 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −5,045 | $226.82 | −$1,144,306.9 | 12,689 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 10,132 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −5,969 | $0.00 | $0 | 4,163 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.