Barner Sharon R's Form 4 filing
Cummins Inc (CMI) · filed Nov 12, 2024
- Accession no.
- 0001225208-24-009841
- Filed
- Nov 12, 2024
- Trade date
- Nov 8-11, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $775.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barner Sharon RCIK 0001541520 | Officer (VP - Chief Administrative Off.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common | MOption exerciseAcquired | +162 | $163.43 | +$26,475.66 | 21,035 | Direct | |
| Nov 8, 2024 | Common | GGiftDisposed | −70 | $0.00 | $0 | 20,965 | Direct | |
| Nov 8, 2024 | Common | SSaleDisposed | −162 | $357.04 | −$57,840.48 | 20,803 | Direct | |
| Nov 11, 2024 | Common | MOption exerciseAcquired | +2,001 | $163.43 | +$327,023.43 | 22,804 | Direct | |
| Nov 11, 2024 | Common | SSaleDisposed | −100 | $359.75 | −$35,975 | 22,704 | Direct | |
| Nov 11, 2024 | Common | SSaleDisposed | −701 | $357.67 | −$250,726.67 | 22,003 | Direct | |
| Nov 11, 2024 | Common | SSaleDisposed | −1,200 | $358.76 | −$430,512 | 20,803 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common | MOption exerciseDisposed | −162 | $0.00 | $0 | 6,327 | Direct | |
| Nov 11, 2024 | Common | MOption exerciseDisposed | −2,001 | $0.00 | $0 | 4,326 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.