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Crockett Kyle's Form 4 filing

Carrier Global Corp (CARR) · filed Nov 8, 2024

Accession no.
0001225208-24-009823
Filed
Nov 8, 2024
Trade date
Nov 7, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $889.1K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crockett KyleCIK 0001807898Officer (VP, Controller & CAO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 7, 2024Common StockMOption exerciseAcquired+17,500$25.58+$447,65019,542Direct
Nov 7, 2024Common StockFTax withholdingDisposed−5,853$76.74−$449,159.2213,689Direct
Nov 7, 2024Common StockSSaleDisposed−11,647$76.34−$889,131.982,042Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 7, 2024Common StockMOption exerciseDisposed−17,500$76.47−$1,338,2250Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)